The professional staff at SRP has the expertise necessary to effectively organize your Investment Advisor registration.

Investment Advisor Registration services offered by SRP include, but are not limited to, the following:

  1. Preparation and filing of the Form ADV and all applicable schedules;
  2. Registration of the principals and representatives with the SEC or applicable state(s);
  3. Preparation of Investment Advisor Procedures;
  4. Preparation of amendments to Form ADV; and
  5. Preparation of record-keeping checklist.

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