SEC Forms

ADV   Uniform application for investment adviser registration   Download
ADV-E   Certificate of accounting of client securities and funds in the possession or custody of an investment adviser Download
ADV-H   Application for a temporary or continuing hardship exemption   Download
ADV-NR   Appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser   Download
ADV-W   Notice of withdrawal from registration as investment adviser   Download
         
         
         
         
         
         

 

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